Best Investors Account Sign in

Thomas Jeffrey Mcbride

LPl Financial LLC

Grand Rapids, MN

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2018-02-14
  • MN RA
    APPROVED
    Since 2018-02-14

Branch Locations

415 Se 13Th St Ste 200, Grand Rapids, MN 55744 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sii Investments, Inc. Grand Rapids MN 07/2015 02/2018
Lpl Financial Llc Grand Rapids MN 02/2018 Present
  • 07/2015 → 02/2018
    Sii Investments, Inc.
    Grand Rapids, MN
  • 02/2018 → Present
    Grand Rapids, MN
Previous Registrations
  • 2017-01-05 → 2018-02-14
    Sii Investments, Inc.
    Grand Rapids, MN
Other Businesses

1. 02/14/2018 - KOZY RADIO - Not Investment Related - Other - RADIO ANNOUNCER FOR SPORTING EVENTS. 2. 02/14/2018 - No Business Name - Investment Related - Non-Variable Insurance - REPRESENTATIVE OFFERING FIXED INSURANCE PRODUCTS. 3. 02/14/2018 - ITASCA COMMUNITY COLLEGE ATHLETICS - Not Investment Related - Other - SCORE KEEPER. 4. 5/25/2018 - Clairmont Financial Advisors LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/19/2017 - 180 Hours Per Month. 5. 7/10/2018 - Woodland Bank - Not Investment Related - 55 East Hwy 2 Cohasset MN 55721 - For-Profit Board Member - Start Date: 01/03/2018 - 10 Hours Per Month/4 Hours During Securities Trading. 6. 3/25/2020 - Thomas McBride Financial L.L.C. - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 03/23/2020 - 40 Hours Per Month/32 Hours During Securities Trading. 7. 07/13/2023 - Clairmont & McBride Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 07/17/2023 - 40 Hours Per Month/ 30 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-11-17
S63 Uniform Securities Agent State Law Examination 2013-06-05
  • S66 Uniform Combined State Law Examination
    2016-11-17
  • S63 Uniform Securities Agent State Law Examination
    2013-06-05

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Grand Rapids, MN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor