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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2018-02-14 |
Branch Locations
415 Se 13Th St Ste 200, Grand Rapids, MN 55744 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii Investments, Inc. | Grand Rapids | MN | 07/2015 | 02/2018 |
| Lpl Financial Llc | Grand Rapids | MN | 02/2018 | Present |
1. 02/14/2018 - KOZY RADIO - Not Investment Related - Other - RADIO ANNOUNCER FOR SPORTING EVENTS. 2. 02/14/2018 - No Business Name - Investment Related - Non-Variable Insurance - REPRESENTATIVE OFFERING FIXED INSURANCE PRODUCTS. 3. 02/14/2018 - ITASCA COMMUNITY COLLEGE ATHLETICS - Not Investment Related - Other - SCORE KEEPER. 4. 5/25/2018 - Clairmont Financial Advisors LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/19/2017 - 180 Hours Per Month. 5. 7/10/2018 - Woodland Bank - Not Investment Related - 55 East Hwy 2 Cohasset MN 55721 - For-Profit Board Member - Start Date: 01/03/2018 - 10 Hours Per Month/4 Hours During Securities Trading. 6. 3/25/2020 - Thomas McBride Financial L.L.C. - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 03/23/2020 - 40 Hours Per Month/32 Hours During Securities Trading. 7. 07/13/2023 - Clairmont & McBride Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 07/17/2023 - 40 Hours Per Month/ 30 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-11-17 |
| S63 | Uniform Securities Agent State Law Examination | 2013-06-05 |
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