Brendan Garrett O'MAlley

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2015 → 11/2017
  Calamos Financial Services Llc
  Naperville, IL
• 04/2015 → 11/2017
  Calamos Advisors Llc
  Naperville, IL
• 11/2017 → Present
  Fisher Investments
  Plano, TX

Previous Registrations

• 2015-04-14 → 2017-11-16
  Calamos Advisors Llc
  Naperville, IL
• 2014-05-20 → 2015-03-26
  Osaic Fa, Inc.
  Glen Ellyn, IL
  Chicago, IL

Other Businesses

Brendan O'Malley- 3075 Longwood Ln #204 Aurora, IL 60502. The nature of the business is sales coaching to roll out a process for increasing sales revenue in which the sales are not investment related. This activity is also not investment related. As a consultant my duties include helping startups and small businesses increase sales by implementing processes and providing ideas to generate more business. The business relationship began in 03/2016. I anticipate spending about 40 hours per month on this business and zero hours during trading hours. I would be compensated for this activity.

Exams

• S66 Uniform Combined State Law Examination
  2014-05-19

Other Names

• Brendan Garrett O Malley
• Brendan Garrett O'MAlley
• Brendan Garrett Omalley