David Alan Suderman

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2013 → 03/2023
  Pfs Investments Inc
  Allen, TX
• 02/2013 → 03/2023
  Primerica Financial Services
  Allen, TX
• 03/2023 → Present
  Lpl Financial Llc
  Dallas, TX

Previous Registrations

• 2019-04-26 → 2023-03-29
  Pfs Investments Inc.
  Dallas, TX
  Allen, TX

Other Businesses

1) 03/14/2023 - Sugar Fluff Co - Other - Business Owner - Sole owner of wife's business - Mckinney, TX - Not investment related - Start date 11/01/2023. 2) 03/14/2023 - Suderman and Associates LLC - Business Entity For Tax/Investment Purposes Only - Mckinney, TX - Not investment related - Start date 01/01/2020 3) 06/27/2023 - Suderman Wealth Strategies - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 03/21/2023 - 160 Hours Per Month/ 160 Hours During Securities Trading3 4) 9/18/2023: Legacy Wealth Strategies; At reported business location(s); DBA for LPL Business (entity for LPL business); Inv. related; start date 9/6/2023; 160hrs/mo. during trading. 5) 10/23/2023 - Sovereign Private Wealth Strategies - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 10/11/2023 - 160 Hours Per Month/ During Trading 6) 12/30/2024- Swol Lyfe- Other - E-Commerce- Managing Partner- Online- Not Investment Related- Start Date 03/01/2024- 5 hours per month/ 0 hours during trading 7) 02/10/2026 - Cole Power Consulting - Outside/W-2 Employment - Operations Manager - Not Investment Related - Waxahachie, TX - Start Date 04/13/2026 - 60 hours per month/ 0 hours during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-04-15
• S63 Uniform Securities Agent State Law Examination
  2013-07-11

Other Names

• David Alan Suderman
• David Suderman