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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-11-13 |
| TX | RA | APPROVED | 2020-11-13 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | San Francisco | CA | 12/2015 | 10/2020 |
| Jpmorgan Securities Llc | San Francisco | CA | 10/2020 | Present |
| Jpmorgan Chase Bank Na | San Francisco | CA | 10/2020 | Present |
| Nicholas Centis Dba Bacchus | San Francisco | CA | 12/2025 | Present |
Entity Name: Nicholas Centis DBA Bacchus Investment related: No Address: Private Residence Nature of the other business: Food & Beverage Position/Title/Relationship: Owner/Partner Start Date: 12/31/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I'm creating a supper club that hosts dinner for its members across San Francisco. The plan is to simply to foster a community and expand my network in San Francisco rather than to be profitable. Entity Name: Parlance Holdings LLC Investment related: Yes "Address: Tehama St, San Francisco, CA 94105" Nature of the other business: Digital Assets Position/Title/Relationship: Owner/Partner Start Date: 03/29/2022 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I'm looking to start a company that creates and sells NFTs (Example: digital art) on a marketplace. I am planning on self funding this, but may accept additional capital and or NFTs from friends and family (obviously no clients) if they want to participate. Effective 10/19/2020 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-10-28 |
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