Nathan Alan Arroyave

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2026-04-28

IL RA
APPROVED

Since 2026-04-28

Branch Locations

10604 N State Route 47, Huntley, IL 60142 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Zales	Rockford	IL	11/2012	01/2018
Lpl Financial Llc	Huntley	IL	09/2023	Present
Bmo Bank Na	Huntley	IL	09/2023	Present
Bmo	Rockford	IL	05/2019	09/2023
Rogers & Holland's	Rockford	IL	01/2018	05/2019

11/2012 → 01/2018

Zales

Rockford, IL
09/2023 → Present

Lpl Financial Llc

Huntley, IL
09/2023 → Present

Bmo Bank Na

Huntley, IL
05/2019 → 09/2023

Bmo

Rockford, IL
01/2018 → 05/2019

Rogers & Holland's

Rockford, IL

Other Businesses

1) 09/15/2023 - BMO Bank NA - Financial Institution Duty - Premier Banker - IL 60142 - Investment related - 160 Hours per month - Start date: 09/18/2023. 2) 09/15/2023 - BMO Investment Services - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s). 3) 09/15/2023 - Arroyave Photography - Business Owner - photographer - IL 61104 - Non investment related - 1 Hour per month - Start date: 01/01/2015. 4) 09/15/2023 - Parker Wheeler Chophouse LLC - Business Owner - Member/ Chef - Non investment related - 2 Hours per month - Start date: 02/01/2022.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2026-04-27
S63	Uniform Securities Agent State Law Examination	2023-12-14

S65 Uniform Investment Adviser Law Examination

2026-04-27
S63 Uniform Securities Agent State Law Examination

2023-12-14