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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2022-06-03 |
Branch Locations
Madison, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life | Madison | WI | 04/2013 | 04/2022 |
| Nylife Securities Llc | Madison | WI | 10/2013 | 04/2022 |
| Eagle Strategies Llc | Madison | WI | 03/2021 | 04/2022 |
| Massmutual Life Insurance Co | Madison | WI | 04/2022 | Present |
| Mml Investors Services, Llc | Madison | WI | 06/2022 | Present |
(1) Name: Alexander Aderman, Madan+Associates Inv rel: Y Addr: 1101 Glendale Ln, Madison, WI 53704 Nature: Outside insurance - life, disability, long-term care, fixed annuities, health Position: Agent Start: 6/01/2022 No hrs/mo: 8 No hrs/mo dur trading: 8 Duties: Sale and service of outside insurance with various carriers. (2) Name: Glendale LLC Inv Rel: Y Add: Residential Address Nature: Real Estate Holding Company Position: Member/Managing Member (50% ownership)/Owner Start Date: 03/07/2024 No Hrs/Mo: 5 No/Hrs Mo dur trading: 0 Describe Duties: Co-management of the LLC including property oversight, tenant relations, lease execution, financial record keeping, tax compliance, and maintenance coordination for rental property held by the entity. (3) Name: Aderman Realty LLC Inv Rel: Y Add: Residential Address Nature: Real Estate Holding Company Position: Member/Managing Member (50% ownership)/Owner Start Date: 02/18/2025 No Hrs/Mo: 5 No/Hrs Mo dur trading: 0 Describe Duties: Co-management of the LLC including property oversight, tenant relations, lease execution, financial record keeping, tax compliance, and maintenance coordination for rental property held by the entity. (4) Aderman LLC Inv Rel: Y Add: Residential Address Nature: Real Estate Holding Company Position: Sole Member/Managing Member/Owner Start Date: 01/09/2023 No Hrs/Mo: 5 No/Hrs Mo dur trading: 0 Describe Duties: Overall management of the LLC including property oversight, tenant relations, lease execution, financial record keeping, tax compliance, and maintenance coordination for rental property held by the entity.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2013-12-23 |
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