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Alexander Arthur Aderman

Mml Investors Services, LLC

Waunakee, WI

Madison, WI

CRD 6187007

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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2022-06-03
  • WI RA
    APPROVED
    Since 2022-06-03

Branch Locations

Waunakee, WI • United States

Madison, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Madison WI 04/2013 04/2022
Nylife Securities Llc Madison WI 10/2013 04/2022
Eagle Strategies Llc Madison WI 03/2021 04/2022
Massmutual Life Insurance Co Madison WI 04/2022 Present
Mml Investors Services, Llc Madison WI 06/2022 Present
  • 04/2013 → 04/2022
    New York Life
    Madison, WI
  • 10/2013 → 04/2022
    Nylife Securities Llc
    Madison, WI
  • 03/2021 → 04/2022
    Madison, WI
  • 04/2022 → Present
    Massmutual Life Insurance Co
    Madison, WI
  • 06/2022 → Present
    Madison, WI
Previous Registrations
Other Businesses

(1) Name: Alexander Aderman, Madan+Associates Inv rel: Y Addr: 1101 Glendale Ln, Madison, WI 53704 Nature: Outside insurance - life, disability, long-term care, fixed annuities, health Position: Agent Start: 6/01/2022 No hrs/mo: 8 No hrs/mo dur trading: 8 Duties: Sale and service of outside insurance with various carriers. (2) Name: Glendale LLC Inv Rel: Y Add: Residential Address Nature: Real Estate Holding Company Position: Member/Managing Member (50% ownership)/Owner Start Date: 03/07/2024 No Hrs/Mo: 5 No/Hrs Mo dur trading: 0 Describe Duties: Co-management of the LLC including property oversight, tenant relations, lease execution, financial record keeping, tax compliance, and maintenance coordination for rental property held by the entity. (3) Name: Aderman Realty LLC Inv Rel: Y Add: Residential Address Nature: Real Estate Holding Company Position: Member/Managing Member (50% ownership)/Owner Start Date: 02/18/2025 No Hrs/Mo: 5 No/Hrs Mo dur trading: 0 Describe Duties: Co-management of the LLC including property oversight, tenant relations, lease execution, financial record keeping, tax compliance, and maintenance coordination for rental property held by the entity. (4) Aderman LLC Inv Rel: Y Add: Residential Address Nature: Real Estate Holding Company Position: Sole Member/Managing Member/Owner Start Date: 01/09/2023 No Hrs/Mo: 5 No/Hrs Mo dur trading: 0 Describe Duties: Overall management of the LLC including property oversight, tenant relations, lease execution, financial record keeping, tax compliance, and maintenance coordination for rental property held by the entity.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2013-12-23
  • S63 Uniform Securities Agent State Law Examination
    2013-12-23
Designations
  • Chartered Financial Consultant

View on SEC IAPD

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