Christopher Conti

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2016 → 03/2017
  Metlife Securities Inc.
  E. Providence, RI
• 07/2016 → 12/2021
  Massachusetts Mutual Life Insurance Company
  East Providence, RI
• 03/2017 → 12/2021
  Mml Investors Services, Llc
  East Providence, RI
• 12/2021 → 06/2024
  Securities America, Inc
  Johnston, RI
• 12/2021 → 06/2024
  Securities America Advisors
  Johnston, RI
• 06/2024 → Present
  Osaic Wealth, Inc.
  Johnston, RI
• 06/2024 → Present
  Osaic Wealth, Inc.
  Johnston, RI

Previous Registrations

• 2021-12-15 → 2024-06-14
  Securities America Advisors, Inc.
  Johnston, RI
• 2017-03-25 → 2021-12-20
  Mml Investors Services, Llc
  East Providence, RI
• 2016-04-26 → 2017-03-25
  Msi Financial Services, Inc.
  East Providence, RI
  East Providence, RI

Other Businesses

1. Christopher Conti Rental Property Position: owner Nature: I am a landlord with 3 residential tenants. I live in one unit, and rent out the other 3 units to tenants. Investment Related: No Hours: 2 Securities Trading Hours: 0 Start Date: 04/01/2018 Address: 10 KING ST, APT 4, JOHNSTON RI 02919 2. Christopher Conti Insurance Sales Position: owner Nature: Insurance Investment Related: No Hours: 20 Securities Trading Hours: 15 Start Date: 12/15/2021 Address: 10 King St, APT 4, Johnston RI 02919 3. Christopher Conti Advisory Position: owner Nature: Christopher Conti Advisory Investment Related: Yes Hours: 80 Securities Trading Hours: 80 Start Date: 12/15/2021 Address: 10 King St, APT 4, Johnston RI 02919 4. DBA - C2FA Christopher Conti Financial Advisor 5. CHRISTOPHER CONTI RIDESHARE POSITION: Driver NATURE: Providing ride share (eg Uber) on weekends as a sole proprietor/independent contractor INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 09/15/2024 ADDRESS: 10 King St, Apt 4, Johnston RI 02919, United States DESCRIPTION: Providing rideshare service through Uber

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-04-04
• S63 Uniform Securities Agent State Law Examination
  2013-05-23