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Lauren Clavelle Mccarroll

Schwab Wealth Advisory, Inc.

Arvada, CO

CRD 6186862

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Employer firm

Schwab Wealth Advisory, Inc. CRD 159035

168,774 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2025-12-16
CO RA APPROVED 2025-12-15
TX RA APPROVED 2025-12-15
  • LA RA
    APPROVED
    Since 2025-12-16
  • CO RA
    APPROVED
    Since 2025-12-15
  • TX RA
    APPROVED
    Since 2025-12-15

Branch Locations

Arvada, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab Investment Advisory, Inc. Lone Tree CO 09/2014 01/2022
Charles Schwab & Co., Inc. Lone Tree CO 01/2020 Present
Schwab Wealth Advisory, Inc Lone Tree CO 12/2025 Present
  • 09/2014 → 01/2022
    Charles Schwab Investment Advisory, Inc.
    Lone Tree, CO
  • 01/2020 → Present
    Charles Schwab & Co., Inc.
    Lone Tree, CO
  • 12/2025 → Present
    Schwab Wealth Advisory, Inc
    Lone Tree, CO
Previous Registrations
  • 2014-12-01 → 2022-01-10
    Charles Schwab Investment Advisory, Inc.
    Lone Tree, CO
    San Francisco, CA
  • 2013-06-28 → 2014-09-23
    Wells Fargo Clearing Services, Llc
    Centennial, CO
    Greenwood Village, CO
    Aurora, CO
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2020-07-16
S66 Uniform Combined State Law Examination 2013-06-28
  • S63 Uniform Securities Agent State Law Examination
    2020-07-16
  • S66 Uniform Combined State Law Examination
    2013-06-28
Other Names
  • Lauren Nicole Clavelle
  • Lauren Nicole Mccarroll

View on SEC IAPD

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