Kimberly Grubisich

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-02-25
CA	RA	APPROVED	2017-11-15

TX RA
APPROVED_RES

Since 2020-02-25
CA RA
APPROVED

Since 2017-11-15

Branch Locations

225 West Santa Clara Street Suite 900, San Jose, CA 95113 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	San Jose	CA	12/2013	Present
Morgan Stanley Private Bank, N.A	New York	NY	04/2022	Present

12/2013 → Present

Morgan Stanley Smith Barney Llc

San Jose, CA
04/2022 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-11-15

S66 Uniform Combined State Law Examination

2017-11-15

View on SEC IAPD

Other Firms

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HICKOK ADVISORY, LLC

Other Investors

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Jonathan A Stoft

BEN Wolff KRUGMAN

DANIEL ROY OWENS

Other Offices

J.P. MORGAN SECURITIES LLC · SAN JOSE, CA

PFG ADVISORS · San Jose, CA

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA

WELLS FARGO CLEARING SERVICES, LLC · SAN JOSE, CA

J.P. MORGAN SECURITIES LLC · SAN JOSE, CA

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA

EQUITABLE ADVISORS, LLC · CAMPBELL, CA

ROLO VENTURES MANAGEMENT LLC · SAN JOSE, CA

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