Brandon Douglas Stone

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2024-09-13
TX	RA	APPROVED	2024-09-13

MD RA
APPROVED

Since 2024-09-13
TX RA
APPROVED

Since 2024-09-13

Branch Locations

Monkton, MD • United States

11350 Mccormick Road Executive Plaza Iv, Suite 200, Hunt Valley, MD 21031 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Massachusetts Mutual Life Insurance Co.	Hunt Valley	MD	02/2006	Present
Mml Investors Services, Llc	Hunt Valley	MD	04/2006	Present

02/2006 → Present

Massachusetts Mutual Life Insurance Co.

Hunt Valley, MD
04/2006 → Present

Mml Investors Services, Llc

Hunt Valley, MD

Other Businesses

NAME: BRANDON STONE/LENOX ADVISORS INC, INV REL: Y, ADD: 11350 MCCORMICK ROAD, EXECUTIVE PLAZA IV, SUITE 200, HUNT VALLEY, MD 21031 NATURE: NONMMLIA INSURANCE BROKERAGE, POSITION: AGENT, START DATE: 01/01/2011. NO. HR/MO: 25, NO. HR/MO DURING SEC TRADING: 25, DESCRIBE DUTIES: VARIOUS CARRIERS OF LIFE, HEALTH, FIXED ANNUITIES, DISABILITY INCOME INSURANCE, AND LONG TERM CARE.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-08-30
S63	Uniform Securities Agent State Law Examination	2006-09-25

S65 Uniform Investment Adviser Law Examination

2024-08-30
S63 Uniform Securities Agent State Law Examination

2006-09-25

Other Names

Brandon Stone

View on SEC IAPD