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Heather Lee Steinberg

Wells Fargo Clearing Services, LLC

Northfield, MN

Minneapolis, MN

Faribault, MN

Owatonna, MN

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-09-28
MN RA APPROVED 2014-01-22
  • TX RA
    APPROVED_RES
    Since 2020-09-28
  • MN RA
    APPROVED
    Since 2014-01-22

Branch Locations

700 Water St S, Northfield, MN 55057 • United States

90 S 7Th St 10Th & 11Th Fls [Gq-Rbo], Minneapolis, MN 55402 • United States

104 5Th St Nw, Faribault, MN 55021 • United States

101 N Cedar Ave, Owatonna, MN 55060 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Northfield MN 10/2010 Present
Wells Fargo Advisors Llc Northfield MN 04/2013 11/2016
Wells Fargo Clearing Services, Llc Northfield MN 11/2016 Present
  • 10/2010 → Present
    Wells Fargo Bank Na
    Northfield, MN
  • 04/2013 → 11/2016
    Wells Fargo Advisors Llc
    Northfield, MN
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Northfield, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-16
S63 Uniform Securities Agent State Law Examination 2013-06-12
  • S66 Uniform Combined State Law Examination
    2023-10-16
  • S63 Uniform Securities Agent State Law Examination
    2013-06-12
Other Names
  • Heather Lee Dagestad
  • Heather Lee Beaulieu

View on SEC IAPD

Other Firms

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AMERIPRISE FINANCIAL SERVICES, LLC
EDWARD JONES
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
FIRST HEARTLAND CONSULTANTS, INC.
LPL FINANCIAL LLC
OSAIC WEALTH, INC.
STATE FARM INVESTMENT MANAGEMENT CORP.

Other Investors

CAMILA KUNDELE PETERSON
John Michael Cronin
Matthew David Jaeger
DAVID M SAYERS
Nicholas Krakosky
JAMES MICHAEL YAWORSKI
ELIZABETH LEE ENGLAND
Benjamin Robert Carlson

Other Offices

SEQUOIA FINANCIAL GROUP, L.L.C. · Northfield, MN
AMERIPRISE FINANCIAL SERVICES, LLC · Northfield, MN
EDWARD JONES · NORTHFIELD, MN
EDWARD JONES · Northfield, MN
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Northfield, MN
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Northfield, MN
EDWARD JONES · NORTHFIELD, MN
FIRST HEARTLAND CONSULTANTS, INC. · NORTHFIELD, MN

More in Northfield, MN

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