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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-09-28 |
| MN | RA | APPROVED | 2014-01-22 |
Branch Locations
700 Water St S, Northfield, MN 55057 • United States
90 S 7Th St 10Th & 11Th Fls [Gq-Rbo], Minneapolis, MN 55402 • United States
104 5Th St Nw, Faribault, MN 55021 • United States
101 N Cedar Ave, Owatonna, MN 55060 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Northfield | MN | 10/2010 | Present |
| Wells Fargo Advisors Llc | Northfield | MN | 04/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Northfield | MN | 11/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-10-16 |
| S63 | Uniform Securities Agent State Law Examination | 2013-06-12 |
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