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Current Employers
Frost Investment Services

111 West Houston Street, San Antonio, TX 78205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-02-25
WA RA APPROVED 2025-05-15
OK RA APPROVED 2024-12-23
TX RA APPROVED 2022-01-27
  • FL RA
    APPROVED
    Since 2026-02-25
  • WA RA
    APPROVED
    Since 2025-05-15
  • OK RA
    APPROVED
    Since 2024-12-23
  • TX RA
    APPROVED
    Since 2022-01-27

Branch Locations

111 West Houston Street, San Antonio, TX 78205 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Frost Brokerage Services San Antonio TX 04/2013 Present
Frost Investment Services San Antonio TX 01/2017 Present
Previous Registrations
Other Businesses

(1) Self (no business name); Non-investment related; San Antonio, TX; Home goods; Owner; Started 11/2023; Approximately 10 hours/month; None during market hours; Creating crafts and baked goods to sell.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-08-31
S63 Uniform Securities Agent State Law Examination 2014-02-07
  • S65 Uniform Investment Adviser Law Examination
    2021-08-31
  • S63 Uniform Securities Agent State Law Examination
    2014-02-07
Other Names
  • Liz Steen
  • Elizabeth Patterson

View on SEC IAPD

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Other Offices

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