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111 West Houston Street, San Antonio, TX 78205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-02-25 |
| WA | RA | APPROVED | 2025-05-15 |
| OK | RA | APPROVED | 2024-12-23 |
| TX | RA | APPROVED | 2022-01-27 |
Branch Locations
111 West Houston Street, San Antonio, TX 78205 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Frost Brokerage Services | San Antonio | TX | 04/2013 | Present |
| Frost Investment Services | San Antonio | TX | 01/2017 | Present |
(1) Self (no business name); Non-investment related; San Antonio, TX; Home goods; Owner; Started 11/2023; Approximately 10 hours/month; None during market hours; Creating crafts and baked goods to sell.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-08-31 |
| S63 | Uniform Securities Agent State Law Examination | 2014-02-07 |
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