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Tiaa-Cref Individual & Institutional Services, LLC CRD 20472
$37.9B regulatory AUM 35,647 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-08-21 |
| AR | RA | APPROVED | 2024-06-21 |
Branch Locations
10825 Financial Centre Parkway Suite 105, Little Rock, AR 72211 • United States
Conway, AR • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa | Little Rock | AR | 09/2015 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Little Rock | AR | 09/2015 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-06-21 |
| S66 | Uniform Combined State Law Examination | 2014-06-03 |
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