Margaret Mary Sewart

U.S. Bancorp Advisors, LLC

Claim This Profile

Current Employers

U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2026-02-13

WI RA
APPROVED

Since 2026-02-13

Branch Locations

N61 W6312 Turner St, Cedarburg, WI 53012 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Mequon	WI	10/2015	03/2020
Bank Of America, N.A.	Mequon	WI	12/2015	03/2020
U.S. Bancorp Investments, Inc.	Cedarburg	WI	05/2020	02/2026
U.S. Bancorp Advisors, Llc	Cedarburg	WI	02/2026	Present

10/2015 → 03/2020

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Mequon, WI
12/2015 → 03/2020

Bank Of America, N.A.

Mequon, WI
05/2020 → 02/2026

U.S. Bancorp Investments, Inc.

Cedarburg, WI
02/2026 → Present

U.S. Bancorp Advisors, Llc

Cedarburg, WI

Previous Registrations

2020-05-04 → 2026-02-13

U.S. Bancorp Investments, Inc.

West Allis, WI

Cedarburg, WI
2015-10-30 → 2020-03-16

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Mequon, WI
2014-03-10 → 2015-07-07

Associated Investment Services, Inc.

Milwaukee, WI

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-12-05

S66 Uniform Combined State Law Examination

2013-12-05

Other Names

Margaret Mary Floyd
Maggie Sewart

View on SEC IAPD

Other Firms

THRIVENT INVESTMENT MANAGEMENT INC.

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

FOUNDERS FINANCIAL SECURITIES LLC

J. W. COLE ADVISORS, INC.

HARBOUR INVESTMENTS, INC.

STATE FARM INVESTMENT MANAGEMENT CORP.

PJS INVESTMENT MANAGEMENT

Other Investors

STEVEN MATTHEW CLASEN

KIM MARIE CLARK

PATRICK WILLIAM HERKERT

Betty Jane Wellhoefer Hill

DAVID JOHN PAGEL

DAVID ALLAN PAGEL

Other Offices

THRIVENT INVESTMENT MANAGEMENT INC. · CEDARBURG, WI

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · CEDARBURG, WI

FOUNDERS FINANCIAL SECURITIES LLC · Cedarburg, WI

J. W. COLE ADVISORS, INC. · Cedarburg, WI

HARBOUR INVESTMENTS, INC. · Cedarburg, WI

EDWARD JONES · CEDARBURG, WI

EDWARD JONES · CEDARBURG, WI

STATE FARM INVESTMENT MANAGEMENT CORP. · Cedarburg, WI

More in Cedarburg, WI

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor