Best Investors Account Sign in

Bryan Michael Steiner

LPl Enterprise, LLC

Canyon Country, CA

Newhall, CA

CRD 6186280

Claim This Profile
Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-14
TX RA APPROVED_RES 2024-11-14
  • CA RA
    APPROVED
    Since 2024-11-14
  • TX RA
    APPROVED_RES
    Since 2024-11-14

Branch Locations

Canyon Country, CA • United States

22807 Lyons Ave. Suite B, Newhall, CA 91321 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Santa Clarita CA 05/2013 11/2020
Thrivent Financial For Lutherans Appleton WI 11/2013 11/2020
Pruco Securities, Llc. Newhall CA 11/2020 11/2024
Prudential Insurance Company Of America Newhall CA 11/2020 Present
Lpl Enterprise, Llc Newhall CA 11/2024 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-05-28
S63 Uniform Securities Agent State Law Examination 2013-08-22
  • S65 Uniform Investment Adviser Law Examination
    2019-05-28
  • S63 Uniform Securities Agent State Law Examination
    2013-08-22
Other Names
  • Bryan Michael Steiner
  • Bryan Steiner

View on SEC IAPD

More in Canyon Country, CA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor