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Neal Patrick Coleman

Klcm Advisors, Inc.

Milwaukee, WI

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Current Employers
Klcm Advisors, Inc.

330 E Kilbourn Avenue Suite 1050, Milwaukee, WI 53202-6615 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-03-09
WI RA APPROVED 2022-03-09
  • IL RA
    APPROVED
    Since 2022-03-09
  • WI RA
    APPROVED
    Since 2022-03-09

Branch Locations

330 E Kilbourn Avenue Suite 1050, Milwaukee, WI 53202-6615 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Funds Distributor, Llc Menomonee Falls WI 06/2013 Present
  • 06/2013 → Present
    Wells Fargo Funds Distributor, Llc
    Menomonee Falls, WI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-09-23
S63 Uniform Securities Agent State Law Examination 2013-08-22
  • S65 Uniform Investment Adviser Law Examination
    2021-09-23
  • S63 Uniform Securities Agent State Law Examination
    2013-08-22

View on SEC IAPD

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BAIRD CAPITAL MANAGEMENT COMPANY, LLC
NATIONAL INVESTMENT SERVICES OF AMERICA, LLC
BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY, LLC
BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY I, LLC
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY IV, LLC

Other Investors

GREGORY BERNARD GREENHOUSE
GREGORY S PINSKY
SCOTT JOHN HANSON
MICHAEL JOSEPH GLAISNER
ADAM JOSEPH KAPUSTA
PAMELA CAIN-HENRY
LAURA MARIE HEBERT
DANIEL JOSEPH RENOUARD

Other Offices

ROBERT W. BAIRD & CO. INCORPORATED · MILWAUKEE, WI
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY V, LLC · MILWAUKEE, WI
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY III, LLC · MILWAUKEE, WI
BAIRD CAPITAL MANAGEMENT COMPANY, LLC · MILWAUKEE, WI
NATIONAL INVESTMENT SERVICES OF AMERICA, LLC · MILWAUKEE, WI
BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY, LLC · MILWAUKEE, WI
BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY I, LLC · MILWAUKEE, WI
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY IV, LLC · MILWAUKEE, WI

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