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Lilia Perez Middleton

Wells Fargo Clearing Services, LLC

Grover Beach, CA

San Luis Obispo, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-04-08
CA RA APPROVED 2020-08-07
  • TX RA
    APPROVED_RES
    Since 2025-04-08
  • CA RA
    APPROVED
    Since 2020-08-07

Branch Locations

1580 W Grand Ave, Grover Beach, CA 93433 • United States

1160 Marsh St, Stes 200 & 300 [Lm*/Le-Rbo], San Luis Obispo, CA 93401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Santa Maria CA 06/2002 Present
Wells Fargo Advisors Llc Santa Maria CA 04/2013 11/2016
Wells Fargo Clearing Services, Llc Santa Maria CA 11/2016 07/2019
Wells Fargo Clearing Services, Llc Santa Maria CA 07/2020 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-06-05
S63 Uniform Securities Agent State Law Examination 2013-06-12
  • S65 Uniform Investment Adviser Law Examination
    2017-06-05
  • S63 Uniform Securities Agent State Law Examination
    2013-06-12
Other Names
  • Lilia Araceli Perez
  • Lilia A Perez
  • Lilia P Middleton
  • Lilia Perez Middleton

View on SEC IAPD

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