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Dylan Gregory Isaacs

Rockefeller Financial LLC

Los Angeles, CA

Redondo Beach, CA

CRD 6186070

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Employer firm

Rockefeller Financial LLC CRD 291361

$99.6B regulatory AUM 223 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-09-12
CA RA APPROVED 2023-09-11
  • TX RA
    APPROVED_RES
    Since 2023-09-12
  • CA RA
    APPROVED
    Since 2023-09-11

Branch Locations

1900 Ave Of The Stars Suite 1000, Los Angeles, CA 90067 • United States

Redondo Beach, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Weehawken NJ 09/2016 01/2018
Ubs Financial Services Inc. Atlanta GA 01/2018 11/2021
Sanctuary Securities, Inc. Los Angeles CA 11/2021 09/2023
Sanctuary Advisors, Llc Los Angeles CA 11/2021 09/2023
Rockefeller Financial Llc Los Angeles CA 09/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-10-27
  • S66 Uniform Combined State Law Examination
    2014-10-27

View on SEC IAPD

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