Best Investors
Account
Sign in
Best Investors
Account
Sign in
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MS | RA | APPROVED | 2024-05-08 |
| AL | RA | APPROVED | 2024-04-04 |
| TX | RA | APPROVED | 2024-04-04 |
Branch Locations
2801 Highway 280 S Ste 400 [A1-Rbo], Birmingham, AL 35223 • United States
1114 Jackson Ave, Pascagoula, MS 39567 • United States
360 Courthouse Rd Ste A, Gulfport, MS 39507 • United States
1701 Bienville Blvd, Ocean Springs, MS 39564 • United States
3707 Hardy St, Hattiesburg, MS 39402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc. | Ocean Springs | MS | 04/2013 | 11/2016 |
| Wells Fargo Bank Na | Ocean Springs | MS | 09/2012 | 04/2018 |
| Wells Fargo Clearing Services, Llc | Ocean Springs | MS | 11/2016 | 04/2018 |
| Cetera Investment Advisers Llc | Gulfport | MS | 04/2018 | 04/2024 |
| Cetera Investment Services | St. Cloud | MN | 04/2018 | 04/2024 |
| Wells Fargo Clearing Services, Llc | Birmingham | AL | 04/2024 | Present |
1. S.M.A.R.T BEGINNINGS AND INTERVENTION, LLC. JOINT OWNER WITH SPOUSE; EDUCATIONAL LEARNING AND INTERVENTION 2. AVALON SPRINGS LLC, OCEAN SPRINGS, MS, 50% OWNERSHIP, START 4/5/22, 1 HR PER MONTH, 0 HRS DURING TRADING, HOLDING COMPANY FOR RAW LAND;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-07-02 |
| S63 | Uniform Securities Agent State Law Examination | 2013-06-12 |
Reach out to this advisor