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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2013-07-29 |
| LA | RA | APPROVED | 2013-07-29 |
| NC | RA | APPROVED | 2013-07-29 |
| OH | RA | APPROVED | 2013-07-29 |
| TX | RA | APPROVED | 2013-07-29 |
Branch Locations
4241 Roswell Rd, Atlanta, GA 30342 • United States
5000 Peachtree Blvd, Chamblee, GA 30341 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank Na | Norcross | GA | 10/2015 | 01/2017 |
| J.P. Morgan Securities Llc | Norcross | GA | 10/2015 | Present |
| Jp Morgan Chase Bank N.A. | Norcross | GA | 01/2017 | 08/2017 |
| Jp Morgan Chase Bank N.A. | Norcross | GA | 08/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-07-26 |
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