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690 Lee Road, Wayne, PA 19087 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2022-09-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Lancaster | PA | 06/2017 | 09/2022 |
| Fulton Fnancial Advisor | Lancaster | PA | 06/2017 | 10/2019 |
| Spinnaker Search Group, Llc. | Wayne | PA | 01/2016 | 05/2017 |
| Musician | West Chester | PA | 01/2014 | Present |
| Raymond James Financial Services Advisors Inc. | Lancaster | PA | 10/2017 | 09/2022 |
| Fulton Bank | Lancaster | PA | 05/2017 | 09/2022 |
| Fulton Bank | Lancaster | PA | 05/2017 | 09/2022 |
| Hartford Funds Distributors, Llc | Wayne | PA | 09/2019 | Present |
| Hartford Funds Management Company, Llc | Wayne | PA | 09/2022 | Present |
Effective 1/2014 - Local Musician, non-investment related, 6 hrs a month devoted to the business, none during security trading hrs. Effective 5/2023 - May provide music lessons for a fee. Non-investment related, 10 hours a month, no activity during security trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-09-25 |
| S63 | Uniform Securities Agent State Law Examination | 2013-08-22 |
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