Steven Phillip Dziobak

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2013 → Present
  Dziobak Clothing Company
  Willis, TX
• 07/2016 → Present
  E*Trade Securities Llc
  Dallas, TX
• 07/2016 → Present
  E*Trade Capital Management Llc
  Dallas, TX
• 09/2022 → Present
  Morgan Stanley
  Dallas, TX
• 01/2024 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2016-03-28 → 2022-09-16
  Harrisdirect Llc
  Washington, DC
  Arlington, VA
  Dallas, TX
  Dallas, TX

Exams

• S66 Uniform Combined State Law Examination
  2016-03-24
• S63 Uniform Securities Agent State Law Examination
  2013-07-08