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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2023-11-01 |
| MN | RA | APPROVED | 2022-04-13 |
| MD | RA | APPROVED | 2021-08-25 |
| DC | RA | APPROVED | 2020-07-31 |
| TX | RA | APPROVED | 2020-07-20 |
Branch Locations
438 Millsap Road Suite 100, Fayetteville, AR 72703 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Keybank | Bay Village | OH | 06/2016 | 07/2017 |
| Key Investment Services, Llc | Bay Village | OH | 06/2016 | 07/2017 |
| Jp Morgan Securities, Llc | Westerville | OH | 07/2017 | 07/2020 |
| Dicks Sporting Goods | Bay Village | OH | 09/2016 | 10/2016 |
| Morgan Stanley | Fayetteville | AR | 07/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-11-17 |
| S63 | Uniform Securities Agent State Law Examination | 2014-06-22 |
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