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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2019-05-16 |
| TX | RA | APPROVED | 2019-05-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Kansas City, | KS | 03/2008 | 05/2019 |
| Bank Of America, N.A. | Kansas City, | KS | 12/2009 | 05/2019 |
| Stifel Nicolaus & Company Inc. | Overland Park | KS | 05/2019 | Present |
1. Trail Life USA; 11341 Rene St, Olathe, KS 66215; Boys' scouting program; Direct Service Advisor; Volunteer role to serve as mentor and resource to other volunteers; 01/01/2022; 2 Hours per Month; Not During Securities Trading Hours; Not Investment-Related. 2. Trail Life Troop KS - 1199; 9333 W 159th St, Overland Park, KS 66221; Boys' scouting program; Troop Committee Chair; Chair parents' volunteer committee for the troop; 09/01/2021; 5 Hours per Week; Not During Securities Trading Hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-05-12 |
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