Best Investors
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Account
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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-10-16 |
Branch Locations
50 W. San Fernando St Ste 275, San Jose, CA 95113 • United States
2395 Winchester Blvd, Campbell, CA 95008 • United States
965 S De Anza Blvd , San Jose, CA 95129 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Bank Usa N.A. | Cupertino | CA | 12/2016 | 01/2018 |
| Hsbc Securities Usa Inc | Cupertino | CA | 12/2016 | 11/2017 |
| California State University Monterey Bay | Seaside | CA | 03/2016 | 12/2016 |
| California State University Monterey Bay | Seaside | CA | 06/2015 | 12/2016 |
| Hsbc Securities Usa Inc | Cupertino | CA | 01/2018 | 09/2024 |
| Hsbc Bank Usa N.A. | Cupertino | CA | 01/2018 | 09/2024 |
| Lpl Financial Llc | San Jose | CA | 10/2024 | Present |
| Bmo Harris Bank | San Jose | CA | 10/2024 | Present |
1- 09/2024 / BMO Harris Bank / Financial Institution Duty / Investment Related / 160 hrs mth / 8 hrs during trading / At Reported Business Location(s) / Start date: 10/15/2024 2- 09/2024 / Investment products and services are offered through LPL Financial LLC using the DBA/trade name BMO Investment Services / Investment Related / At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-09-17 |
| S63 | Uniform Securities Agent State Law Examination | 2013-07-26 |
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