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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-05-03 |
| KS | RA | APPROVED | 2021-05-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Topeka | KS | 04/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Topeka | KS | 11/2016 | 05/2021 |
| Raymond James Financial Services Advisors, Inc. | Overland Park | KS | 05/2021 | Present |
| Raymond James Financial Services, Inc. | Overland Park | KS | 05/2021 | Present |
| Capitol Federal Savings | Topeka | KS | 06/2021 | Present |
| Capitol Federal Investment Services | Topeka | KS | 06/2021 | Present |
(1) Name of Business: Capitol Federal Investment Services Address: 1701 SW Gage Blvd, Topeka, KS, 66604, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 06/15/2021 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Financial Advisor in the Investment Services department of a bank (2) Name of Business: CAPITOL FEDERAL SAVINGS Address: 1701 SW Gage Blvd, Topeka, KS, 66604, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 06/15/2021 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Financial Advisor for bank clients
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-07-05 |
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