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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
VT RA APPROVED 2014-04-02
  • VT RA
    APPROVED
    Since 2014-04-02

Branch Locations

77 College St Ste 2E, Burlington, VT 05401-8497 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Burlington VT 03/2013 03/2020
Ameriprise Financial Services, Llc Burlington VT 03/2020 Present
Other Businesses

Outside Employment; Creative Services; Owner; Sewing & Teaching; 503C Dalton Drive, , Colchester, VT, 05446; Not Investment-Related; 07/30/2023; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-03-28
  • S66 Uniform Combined State Law Examination
    2014-03-28

View on SEC IAPD

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