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Michael Plesh

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Gilbert, AZ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-02-26
CA RA APPROVED 2018-01-02
  • TX RA
    APPROVED_RES
    Since 2020-02-26
  • CA RA
    APPROVED
    Since 2018-01-02

Branch Locations

275 E Rivulon Blvd, Gilbert, AZ 85297 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Life Insurance Company Bedford NH 01/2017 06/2017
Mml Investors Services Bedford NH 02/2017 06/2017
Roost Motorsports Maricpoa AZ 05/2016 12/2017
Unum Portland ME 08/2013 10/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Gilbert AZ 10/2017 Present
Bank Of America, N.A. Gilbert AZ 02/2018 Present
  • 01/2017 → 06/2017
    Mass Mutual Life Insurance Company
    Bedford, NH
  • 02/2017 → 06/2017
    Mml Investors Services
    Bedford, NH
  • 05/2016 → 12/2017
    Roost Motorsports
    Maricpoa, AZ
  • 08/2013 → 10/2017
    Unum
    Portland, ME
  • 10/2017 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Gilbert, AZ
  • 02/2018 → Present
    Bank Of America, N.A.
    Gilbert, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-26
  • S66 Uniform Combined State Law Examination
    2017-12-26
Other Names
  • Michael A Plesh

View on SEC IAPD

Other Firms

WATTS GWILLIAM & COMPANY, LLC
CETERA INVESTMENT ADVISERS LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
EDWARD JONES
MONEY CONCEPTS CAPITAL CORP
BRIGHTGUIDE FINANCIAL
KINGSLEY WEALTH PARTNERS, INC.
VM JONES FINANCIAL CONSULTING, L.L.C.

Other Investors

DAVID BRUCE WATTS
MATTHEW CHAD WILLETT
Kimball E Gwilliam
Benjamin Cooper
DANIEL BRADFORD GWILLIAM
JEFFREY STEPHEN WATTS
JONATHAN MARK VEST
JEFFREY ALLEN FRYER

Other Offices

WATTS GWILLIAM & COMPANY, LLC · GILBERT, AZ
WATTS GWILLIAM & COMPANY, LLC · GILBERT, AZ
CETERA INVESTMENT ADVISERS LLC · GILBERT, AZ
STATE FARM INVESTMENT MANAGEMENT CORP. · Gilbert, AZ
EDWARD JONES · GILBERT, AZ
MONEY CONCEPTS CAPITAL CORP · GILBERT, AZ
BRIGHTGUIDE FINANCIAL · GILBERT, AZ
KINGSLEY WEALTH PARTNERS, INC. · GILBERT, AZ

More in Gilbert, AZ

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