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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2023-08-10
TX RA APPROVED 2023-08-10
  • NE RA
    APPROVED
    Since 2023-08-10
  • TX RA
    APPROVED
    Since 2023-08-10

Branch Locations

12801 Pierce St Ste 300, Omaha, NE 68144 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services Inc. St. Paul MN 04/2013 08/2023
Minnesota Life St. Paul MN 04/2013 08/2023
Renaissance Financial Omaha NE 04/2013 Present
Cetera Wealth Services, Llc Omaha NE 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 04/2013 → 08/2023
    Securian Financial Services Inc.
    St. Paul, MN
  • 04/2013 → 08/2023
    Minnesota Life
    St. Paul, MN
  • 04/2013 → Present
    Renaissance Financial
    Omaha, NE
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Omaha, NE
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2013-07-09 → 2023-08-10
    Securian Financial Services, Inc.
    Omaha, NE
    St. Paul, MN
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: July 2013 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS 2. NAME OF OTHER BUSINESS: RENAISSANCE FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: July 2013 POSITION/TITLE/RELATIONSHIP: Financial Advisor APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: OFFER SECURITIES, INSURANCE AND ADVISORY SERVICES 3. GIFT OF ADOPTION, NEBRASKA & IOWA CHAPTER POSITION: Volunteer NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2022 ADDRESS: 1200 Shermer Rd, STE 111, Northbrook IL 60062, United States DESCRIPTION: Each year, Gift of Adoption Nebraska & Iowa receives requests from approximately 18 qualified families - representing a funding need of $79,800. The goal of the Nebraska & Iowa Chapter's all-volunteer board is to raise enough funds to help complete each of these adoptions. 100% of the money raised by the chapter is directed to uniting children with forever families in the area. As a board member, I vote on grants awarded to families who have applied to receive funds from Gift of Adoption to complete the adoption process for their families. Additional duties involve helping organize awareness and philanthropic events. 4. MMPHS 2, LLC POSITION: Member NATURE: Personal Investment LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2023 ADDRESS: 17018 Cinnamon Circle, Omaha NE 68135, United States DESCRIPTION: Personal investment llc to fund commercial real estate, class A storage units, potential local start-ups.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-06-27
  • S66 Uniform Combined State Law Examination
    2013-06-27

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