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Tiaa-Cref Individual & Institutional Services, LLC CRD 20472
$37.9B regulatory AUM 35,647 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-25 |
Branch Locations
4 Westchester Park Drive Suite 175, White Plains, NY 10604 • United States
Somers, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 04/2013 | 05/2018 |
| Northwestern Mutual Investment Services, Llc | Stamford | CT | 04/2013 | 05/2018 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 03/2016 | 05/2018 |
| Tiaa | White Plains | NY | 05/2018 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | White Plains | NY | 05/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-07-19 |
| S63 | Uniform Securities Agent State Law Examination | 2014-06-23 |
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