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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2021-12-07 |
| TX | RA | APPROVED | 2021-12-02 |
Branch Locations
3280 Peachtree Rd Ne Ste 300, Atlanta, GA 30305 • United States
Marietta, GA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Atlanta | GA | 04/2013 | 12/2021 |
| Wells Fargo Clearing Services, Llc | Atlanta | GA | 12/2021 | Present |
NEW YORK LAW LICENSE, NOT INVT RELATED, NEW YORK, NY, LAW LICENSE, START DATE 2008, 0 HRS PER MONTH, 0 HRS DURING TRADING, CONTINUING EDUCATION. | THE DAVID ALEXANDER GOLDEN TRUST OF OCTOBER 1989 ; INV RELATED; MARIETTA, GA; TRUSTEEE; START DATE: 09/22/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING; THE 2025 GAGRM15 TRUST; INV RELATED; ATLANTA, GA; TRUST; TRUSTEE; START DATE: 10/01/2025; 3 HRS PER MONTH; 3 HRS DURING TRADING; | The 2025 NYGMA11 Trust; INV RELATED; ATLANTA, GA; TRUST; TRUSTEE; START DATE: 10/01/2025; 3 HRS PER MONTH; 3 HRS DURING TRADING; |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-06-25 |
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