Best Investors Account Sign in

Adrian Sondhi

J.P. Morgan Securities LLC

Encino, CA

Claim This Profile
Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2023-04-17
WA RA APPROVED 2023-04-14
TX RA APPROVED 2020-07-10
CA RA APPROVED 2019-01-07
  • HI RA
    APPROVED
    Since 2023-04-17
  • WA RA
    APPROVED
    Since 2023-04-14
  • TX RA
    APPROVED
    Since 2020-07-10
  • CA RA
    APPROVED
    Since 2019-01-07

Branch Locations

16300 Ventura Blvd, Encino, CA 91436 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Calabasas CA 03/2013 04/2019
Jpmorgan Chase Bank, N.A. Calabasas CA 12/2015 04/2019
Jpmorgan Chase Bank, N.A Woodland Hills CA 04/2019 Present
Jp Morgan Securities Llc Woodland Hills CA 04/2019 Present
  • 03/2013 → 04/2019
    Jp Morgan Securities
    Calabasas, CA
  • 12/2015 → 04/2019
    Jpmorgan Chase Bank, N.A.
    Calabasas, CA
  • 04/2019 → Present
    Jpmorgan Chase Bank, N.A
    Woodland Hills, CA
  • 04/2019 → Present
    Jp Morgan Securities Llc
    Woodland Hills, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-01-03
S63 Uniform Securities Agent State Law Examination 2013-06-06
  • S66 Uniform Combined State Law Examination
    2019-01-03
  • S63 Uniform Securities Agent State Law Examination
    2013-06-06

View on SEC IAPD

Other Firms

GOODSTEIN WEALTH MANAGEMENT LLC
PORTFOLIO DESIGN LABS, LLC
WILLNER & HELLER LLC
WEALTH MANAGEMENT PARTNERS OF LOS ANGELES
FINANCIAL PLANNING FOR GENERATIONS, INC.
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
WELLS FARGO CLEARING SERVICES, LLC
LPL FINANCIAL LLC

Other Investors

Yevgeniy Yakovlevi Oktyabrskiy
ALAN RANDALL GOODSTEIN
Jason Terrance Thomas
KENNETH LEE WILLNER
Miles Kenneth Rader
MATTHEW DAVID HELLER
Alexander Paul Tuckman
MATTHEW MILLER DAVIS

Other Offices

GOODSTEIN WEALTH MANAGEMENT LLC · ENCINO, CA
PORTFOLIO DESIGN LABS, LLC · ENCINO, CA
WILLNER & HELLER LLC · ENCINO, CA
WEALTH MANAGEMENT PARTNERS OF LOS ANGELES · ENCINO, CA
FINANCIAL PLANNING FOR GENERATIONS, INC. · ENCINO, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · ENCINO, CA
WELLS FARGO CLEARING SERVICES, LLC · ENCINO, CA
WELLS FARGO CLEARING SERVICES, LLC · ENCINO, CA

More in Encino, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor