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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2017-01-05
TX RA APPROVED_RES 2017-01-03
  • GA RA
    APPROVED
    Since 2017-01-05
  • TX RA
    APPROVED_RES
    Since 2017-01-03

Branch Locations

1 Perimeter Ctr E, Atlanta, GA 30346 • United States

4851 Lower Roswell Rd, Marietta, GA 30068 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wealthspan Financial Group Atlanta GA 06/2013 12/2016
Lpl Atlanta GA 01/2016 12/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated Atlanta GA 12/2016 Present
Bank Of America, N.A. Atlanta GA 12/2016 Present
Previous Registrations
  • 2016-01-07 → 2016-12-20
    Suwanee, GA
  • 2014-04-10 → 2016-01-08
    Securian Financial Services, Inc.
    Smyrna, GA
    St Paul, MN
    Atlanta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-03-10
  • S66 Uniform Combined State Law Examination
    2014-03-10

View on SEC IAPD

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