Best Investors Account Sign in
Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2017-08-18
  • IN RA
    APPROVED
    Since 2017-08-18

Branch Locations

14074 Trade Center Drive Suite 114, Fishers, IN 46038 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
A. M. Hardee & Associates, Llc Indianapolis IN 01/2013 Present
Transamerica Financial Advisors, Inc Fishers IN 11/2016 Present
Wfgia Fishers IN 06/2016 Present
Net Law Inc. Louisville KY 03/2020 Present
Naifa-Indiana Fishers IN 09/2022 12/2023
Wealthwave Johns Creek GA 12/2017 Present
Star Benefit Associates, Inc. Indianapolis IN 08/2023 Present
National Association Of Insurance And Financial Advisors Indiana Fishers IN 09/2022 12/2023
  • 01/2013 → Present
    A. M. Hardee & Associates, Llc
    Indianapolis, IN
  • 11/2016 → Present
    Transamerica Financial Advisors, Inc
    Fishers, IN
  • 06/2016 → Present
    Wfgia
    Fishers, IN
  • 03/2020 → Present
    Net Law Inc.
    Louisville, KY
  • 09/2022 → 12/2023
    Naifa-Indiana
    Fishers, IN
  • 12/2017 → Present
    Wealthwave
    Johns Creek, GA
  • 08/2023 → Present
    Star Benefit Associates, Inc.
    Indianapolis, IN
  • 09/2022 → 12/2023
    National Association Of Insurance And Financial Advisors Indiana
    Fishers, IN
Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. M. HARDEE & ASSOCIATES, LLC/Investment Related - No/5545 N Meridian Street, Indianapolis, IN 46208/Seeks to provide consulting advice on economic or housing developments, charitable giving advice or political campaign consulting./President & CEO/01.2013/10/0/Responsible for providing advise on projects and any day-to-day administration of business operations. Net Law Inc./No/ 12910 Shelbyville Road, Suite 124 Louisville, KY 40243' 03/17/2020; Representative; Trust/Estate Planning online; 4 hrs/month; 0 during sec. trading; I discuss services with clients and forward a weblink for their consideration; approved with restrictions STAR BENEFIT ASSOCIATES, INC. POSITION: Independent Agent NATURE: Medicare insurance sales INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 08/14/2023 ADDRESS: 6525 E. 82nd Street, Suite 214, Indianapolis IN 46240, United States DESCRIPTION: Offer Medicare supplement insurance, Medicare Advantage plans and prescription drug plans for those eligible.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-18
S63 Uniform Securities Agent State Law Examination 2013-08-16
  • S66 Uniform Combined State Law Examination
    2017-08-18
  • S63 Uniform Securities Agent State Law Examination
    2013-08-16
Other Names
  • August M Hardee
  • Jim Hardee
  • August M Hardee

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Fishers, IN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor