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Employer firm

Capital Client Group, Inc. CRD 6247

Reported services (Item 5G)

  • RECOMMENDING AFFILIATE AS INVESTMENT ADVISER OF SMA ASSETS

From the firm’s Form ADV. Read the guides:

Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2014-08-13
  • CA RA
    APPROVED
    Since 2014-08-13

Branch Locations

333 South Hope Street, 55Th Floor, Los Angeles, CA 90071-1447 • United States

Upland, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Funds Los Angeles CA 12/2006 04/2020
American Funds Los Angeles CA 04/2020 07/2022
American Funds Los Angeles CA 07/2022 05/2023
Capital Group / American Funds Distributors, Inc. Los Angeles CA 05/2023 Present
  • 12/2006 → 04/2020
    American Funds
    Los Angeles, CA
  • 04/2020 → 07/2022
    American Funds
    Los Angeles, CA
  • 07/2022 → 05/2023
    American Funds
    Los Angeles, CA
  • 05/2023 → Present
    Capital Group / American Funds Distributors, Inc.
    Los Angeles, CA
Previous Registrations
  • 2006-05-22 → 2006-12-13
    Wells Fargo Investments, Llc
    Covina, CA
    West Covina, CA
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-08-13
  • S66 Uniform Combined State Law Examination
    2014-08-13
Other Names
  • A.J. Aguilar
  • Albert Aguilar
  • Aj Aguilar
  • Albert Aguilar Jr

View on SEC IAPD

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