Rosa Rosales

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2013 → 10/2019
  1St Global Capital Corp.
  Dallas, TX
• 07/2019 → 10/2019
  1St Global Advisors, Inc.
  Dallas, TX
• 10/2019 → 09/2025
  Avantax Advisory Services
  Dallas, TX
• 10/2019 → 09/2025
  Avantax Investment Services, Inc.
  Dallas, TX
• 08/2024 → Present
  Cetera Investment Services Llc
  Saint Cloud, MN
• 08/2024 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 08/2024 → Present
  Cetera Advisors Llc
  Greenwood Village, CO
• 08/2024 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Dallas, TX
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2019-10-25 → 2025-09-05
  Avantax Advisory Services
  Dallas, TX
  Azle, TX
• 2019-07-17 → 2019-10-25
  1St Global Advisors Inc
  Dallas, TX

Other Businesses

SALSAZON LLC; POSITION: 50% Manager NATURE: Recently, my husband and I created an LLC for a food truck that he is opening up. We decided to do 50/50 manager to ensure that the other party is protected if something happens.I will not be involved in the day to day managing of the business. This will be solely his responsibility. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2021 ADDRESS: 4055 Tulip Tree, Fort Wroth TX 76137, United States DESCRIPTION: Emotional support for spouse.

Exams

• S66 Uniform Combined State Law Examination
  2019-07-16

Other Names

• Rosalinda Rosales
• Rosa Linda Rosales