Tom Tartt Brown

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-04-15
AL	RA	APPROVED	2019-06-07

TX RA
APPROVED_RES

Since 2020-04-15
AL RA
APPROVED

Since 2019-06-07

Branch Locations

740 Shades Creek Parkway, Birmingham, AL 35209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	New York	NY	06/2019	Present
Stifel, Nicolaus & Company, Incorporated	St. Louis	MO	07/2015	06/2019
Morgan Stanley Private Bank, N.A.	New York	NY	06/2019	Present

06/2019 → Present

Morgan Stanley

New York, NY
07/2015 → 06/2019

Stifel, Nicolaus & Company, Incorporated

St. Louis, MO
06/2019 → Present

Morgan Stanley Private Bank, N.A.

New York, NY

Previous Registrations

2015-07-07 → 2019-06-13

Stifel, Nicolaus & Company, Incorporated

Birmingham, AL

St. Louis, MO
2014-10-28 → 2015-07-07

Intl Advisory Consultants Inc.

Birmingham, AL

Other Businesses

*536443 - Rudolph Companies; Investment related No; New Orleans, Louisiana; Real Estate; Advisory Board (proprietor, partner, officer, director, employee, trustee, agent); 01/2023 ; During business hours: 0; After business hours: 1; Business Development/Growth.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-08-21

S66 Uniform Combined State Law Examination

2014-08-21

Other Names

Tom Tartt Brown
Tom Tartt Brown Iii

View on SEC IAPD