Cassandra Ralene Cummings

Current Employers

Rc Wealth Management

Oakland, CA • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APP_PEND_IARCE	2026-04-09

CA RA
APP_PEND_IARCE

Since 2026-04-09

Branch Locations

Oakland, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rc Wealth Management Llc	Oakland	CA	07/2015	Present

07/2015 → Present

Rc Wealth Management Llc

Oakland, CA

Previous Registrations

2016-04-07 → 2025-12-31

Rc Wealth Management

Oakland, CA
2015-09-18 → 2015-12-31

Rc Wealth Management

Oakland, CA
2012-01-13 → 2015-07-27

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Albany, CA

New York, NY

Albany, CA

Concord, CA

Livermore, CA

Concord, CA
2010-12-17 → 2012-01-12

Msi Financial Services, Inc.

Walnut Creek, CA
2006-12-11 → 2011-01-06

Valic Financial Advisors, Inc.

Oakland, CA

Other Businesses

2016-Present: Engaged in providing financial literacy services through experiential learning of financial concepts through on-line courses and in-person events to the general public.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-12-10
S63	Uniform Securities Agent State Law Examination	2006-06-29

S65 Uniform Investment Adviser Law Examination

2006-12-10
S63 Uniform Securities Agent State Law Examination

2006-06-29

Other Names

Cassandra R. Cummings

View on SEC IAPD