Michael John Mcconnell

Current Employers

M Premier Partners

74-900 Highway 111 Suite 112, Indian Wells, CA 92210 • United States

Current Registrations

Authority	Category	Status	Date
HI	RA	APPROVED	2020-11-06
CA	RA	APPROVED	2017-07-17
TX	RA	APPROVED	2017-07-17

HI RA
APPROVED

Since 2020-11-06
CA RA
APPROVED

Since 2017-07-17
TX RA
APPROVED

Since 2017-07-17

Branch Locations

74-900 Highway 111, Suite 112, Indian Wells, CA 92210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Purshe Kaplan Sterling Investments	Albany	NY	04/2013	Present
Integrated Wealth Management	Newport Beach	CA	04/2013	07/2017
Hmm Group, Llc Dba M Premier Partners	Indian Wells	CA	07/2017	Present

04/2013 → Present

Purshe Kaplan Sterling Investments

Albany, NY
04/2013 → 07/2017

Integrated Wealth Management

Newport Beach, CA
07/2017 → Present

Hmm Group, Llc Dba M Premier Partners

Indian Wells, CA

Previous Registrations

2013-12-02 → 2017-12-31

Integrated Wealth Management, Inc.

Newport Beach, CA

Other Businesses

1) HMM Group LLC dba M Premier Partners. RIA. INVESTMENT RELATED.74-900 Highway 111, Suite 112, Indian Wells, CA 92210. FINANCIAL ADVISOR. 04/2013. 175 HRS/MO. PROFESSIONAL WHO PROVIDES CUSTOMIZED FINANCIAL STRATEGIES FOR INDIVIDUALS, EXECUTIVES AND BUSINESS OWNERS. 2) PKS FINANCIAL, 80 STATE ST, ALBANY, NY 12207. INVESTMENT RELATED, INDEPENDENT INSURANCE AGENT, 2/2015-PRESENT. 4 HRS/MONTH, 4 HRS/MONTH DURING TRADING. DUTIES INCLUDE SALES OF INSURANCE PRODUCTS AND FIXED ANNUITIES. 3) LOCKTON AFFINITY. NOT INVESTMENT RELATED 74245 HIGHWAY 111, SUITE 201. PALM DESERT, CA 92260. INSURANCE AGENCY. INDEPENDENT INSURANCE AGENT. 5/19/2016. 4 HOURS/MONTH 4 DURING TRADING. SALE OF LIFE INSURANCE PRODUCTS AND FIXED ANNUITIES AND FIXED INSURANCE.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-10-23

S66 Uniform Combined State Law Examination

2013-10-23

View on SEC IAPD