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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-09-10
IL RA APPROVED 2014-03-31
  • TX RA
    APPROVED_RES
    Since 2019-09-10
  • IL RA
    APPROVED
    Since 2014-03-31

Branch Locations

303 E Wacker Dr Ste 1575, Chicago, IL 60601 • United States

Oak Park, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Chicago IL 04/2013 03/2020
Ameriprise Financial Services, Llc Chicago IL 03/2020 Present
Other Businesses

Business Ownership; F&J Solutions, Inc.; Co lead the organization; This business is lease holder for office space; 303 E Wacker Drive, Suite 1575, , Chicago, IL, 60601; Not Investment-Related; 10/19/2020; 1 to 9 hours per month; 1 to 9 during trading hours / Blue Balloons, LLC; Co lead the organization; This is the legal entity for the practice.; 303 E Wacker Drive, Suite 1575, , Chicago, IL, 60601; Investment-Related; 10/27/2020; 60 hours per month; 60 during trading hours / Revlis Group; Owner; Manage Ameriprise Business; 303 E Wacker Dr. , , Chicago, IL, 60601; Investment-Related; 01/01/2025; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Madison Square Townhomes Phase III; President; 1024 Alexander Ln., , Oak Park, IL, 60301; Not Investment-Related; 09/13/2023; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Revlis Group; Owner; Manage advisory business; 303 East Wacker Drive, Suite 1575, Chicago, IL, 60601; Investment-Related; 01/01/2025; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-03-10
  • S66 Uniform Combined State Law Examination
    2014-03-10
Designations

View on SEC IAPD

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