Cody Matthew King

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2018-02-03
LA	RA	APPROVED	2015-04-25

TX RA
APPROVED_RES

Since 2018-02-03
LA RA
APPROVED

Since 2015-04-25

Branch Locations

738 N Ashley Ridge Loop, Shreveport, LA 71106 • United States

Shreveport, LA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Shreveport	LA	02/2014	03/2020
Ameriprise Financial Services, Llc	Shreveport	LA	03/2020	Present

02/2014 → 03/2020

Ameriprise Financial Services, Inc.

Shreveport, LA
03/2020 → Present

Ameriprise Financial Services, Llc

Shreveport, LA

Other Businesses

Business Ownership; Mark836, LLC; Owner and operator.; Established for purposes of shared operational infrastructure, expense management, and continuity planning among team members. Therefore, it would serve as &quot;Other&quot; for Type of business.; 738 N. Ashley Ridge Loop, , Shreveport, LA, 71106; Investment-Related; 04/01/2023; 0 hours per month; 0 during trading hours / French Compass LLC - EIN#[REDACTED]; Facilitating client relationships, transacting sales for our practice, and helping lead our practice.; Financial services industry; 738 N. Ashley Ridge Loop, , Shreveport, LA, 71106; Investment-Related; 06/30/2022; 60 hours per month; 60 during trading hours / King Real Estate, LLC.; Owner; Real Estate; 738 N. Ashley Ridge Loop, , Shreveport, LA, 71106; Not Investment-Related; 09/25/2025; 0 hours per month; 0 during trading hours. Board of Directors; Riverpark Church; Riverpark Chuch Finance Committee; 3232 E 70th Street, , Shreveport, LA, 71105; Investment-Related; 07/01/2018; 1 to 9 hours per month; 1 to 9 during trading hours / Northwest Louisiana Chapter of the Fellowship of Christian Athletes; Board Member; PO Box 5118, , Bossier City, LA, 71171; Not Investment-Related; 10/01/2025; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; French Compass LLC ? EIN# [REDACTED]; Partner - Facilitating client relationships, transacting sales for our practice, and helping lead our practice.; ; 738 North Ashley Ridge Loop, , Shreveport, LA, 71106; Investment-Related; 06/30/2022; 60 hours per month; 60 during trading hours.