Best Investors Account Sign in

Louella Molina Basco

J.P. Morgan Securities LLC

Cerritos, CA

Claim This Profile
Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-10-26
CA RA APPROVED 2021-03-02
  • TX RA
    APPROVED_RES
    Since 2023-10-26
  • CA RA
    APPROVED
    Since 2021-03-02

Branch Locations

13223 South Street, Cerritos, CA 90703 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Cerritos CA 04/2013 Present
Jpmorgan Chase Bank, N.A. Cerritos CA 10/2011 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-06-22
S63 Uniform Securities Agent State Law Examination 2013-07-03
  • S66 Uniform Combined State Law Examination
    2020-06-22
  • S63 Uniform Securities Agent State Law Examination
    2013-07-03
Other Names
  • Louella Molina Basco
  • Ela Basco Short
  • Louella Short
  • Louella Basco Short
  • Ela Basco

View on SEC IAPD

Other Firms

PFS INVESTMENTS INC.
LPL FINANCIAL LLC
FOUNDATIONS INVESTMENT ADVISORS LLC
PURE WEALTH MANAGEMENT
KESTRA ADVISORY SERVICES, LLC
CITIGROUP GLOBAL MARKETS INC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
WELLS FARGO CLEARING SERVICES, LLC

Other Investors

KATSUKO YAMABE
MAX MASAAKI YAMAGUCHI
AKIHIKO MOGI
KATHARINE MARIE KANITRA
BRENT RICHARD KANITRA
GEORGE EUGENE WASHINGTON
Jason Tani
ROBERTO EPIGMENIO GUZMAN

Other Offices

PFS INVESTMENTS INC. · CERRITOS, CA
LPL FINANCIAL LLC · CERRITOS, CA
FOUNDATIONS INVESTMENT ADVISORS LLC · CERRITOS, CA
PURE WEALTH MANAGEMENT · CERRITOS, CA
PURE WEALTH MANAGEMENT · Cerritos, CA
KESTRA ADVISORY SERVICES, LLC · Cerritos, CA
LPL FINANCIAL LLC · CERRITOS, CA
PFS INVESTMENTS INC. · CERRITOS, CA

More in Cerritos, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor