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Fisher Investments CRD 107342
$387B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-09-18 |
| CT | RA | APPROVED | 2021-01-14 |
Branch Locations
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade | West Hartford | CT | 08/2015 | 10/2018 |
| Td Ameritrade | Brookfield | CT | 10/2018 | 11/2020 |
| Td Ameritrade | West Hartford | CT | 11/2020 | 01/2021 |
| Fisher Investments | Camas | WA | 01/2021 | Present |
Name of Outside Business:Air National Guard; Investment Related:No; Address of Outside Business:East Granby; Nature of Outside Business:Other; Position:Technical Sergeant; Start Date:12/27/2007; Hours per month: 10-20; Hours per month during securities trading hours: No; Description of Duties: Military service and management
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-10-21 |
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