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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-05-10
NY RA APPROVED 2023-05-11
  • TX RA
    APPROVED
    Since 2024-05-10
  • NY RA
    APPROVED
    Since 2023-05-11

Branch Locations

37-67 75Th Street, Jackson Heights, NY 11372 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Jackson Heights NY 11/2011 Present
J.P. Morgan Securities Llc Jackson Heights NY 02/2023 Present
  • 11/2011 → Present
    Jpmorgan Chase Bank, N.A.
    Jackson Heights, NY
  • 02/2023 → Present
    Jackson Heights, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-20
S63 Uniform Securities Agent State Law Examination 2013-09-05
  • S66 Uniform Combined State Law Examination
    2023-04-20
  • S63 Uniform Securities Agent State Law Examination
    2013-09-05

View on SEC IAPD

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