Nicholas Michael Adams

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2018-11-02

MI RA
APPROVED

Since 2018-11-02

Branch Locations

28411 Northwestern Hwy Suite 1300, Southfield, MI 48034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Signator Investors, Inc.	Boston	MA	03/2014	11/2018
Michigan Financial Companies	Southfield	MI	03/2014	Present
Royal Alliance Associates, Inc.	Southfield	MI	11/2018	Present

03/2014 → 11/2018

Signator Investors, Inc.

Boston, MA
03/2014 → Present

Michigan Financial Companies

Southfield, MI
11/2018 → Present

Royal Alliance Associates, Inc.

Southfield, MI

Previous Registrations

2015-03-19 → 2018-11-02

Signator Investors, Inc.

Southfield, MI

Other Businesses

1. MFC - PINNACLE WEALTH STRATEGIES (INSURANCE) POSITION: Agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 15 START DATE: 01/01/2016 ADDRESS: 28411 Northwestern Hwy Suite 1300, Southfield MI 48034, United States DESCRIPTION: SALES/MARKETING OF FIXED ANNUITIES AND NON-VARIABLE INSURANCE 2. MFC - PINNACLE WEALTH STRATEGIES (SECURITIES) POSITION: Investment Advisor Representative NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/01/2016 ADDRESS: 28411 Northwestern Hwy Suite 1300, Southfield MI 48034, United States DESCRIPTION: Sales/marketing of securities, investment advisory and insurance products Sales/marketing of securities, investment advisory and insurance products

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-02-13

S66 Uniform Combined State Law Examination

2015-02-13

Other Names

Nick Adams
Nicholas Adams

View on SEC IAPD