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Equitable Advisors, LLC CRD 6627
$42.5B regulatory AUM 171,648 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2020-06-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Manchester | NH | 09/2015 | 06/2018 |
| Charles Schwab Bank | Manchester | NH | 09/2015 | 06/2018 |
| Unemployed | Manchester | NH | 06/2018 | 10/2018 |
| Morgan Stanley | Manchester | NH | 10/2018 | 05/2019 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 10/2018 | 05/2019 |
| Axa Advisors, Llc | New York | NY | 05/2020 | 06/2020 |
| Unemployed | Manchester | NH | 05/2019 | 05/2020 |
| Equitable Advisors, Llc | New York | NY | 05/2020 | Present |
| Equitable | Portsmouth | NH | 06/2023 | Present |
Women in Sales; https://womeninsalesnh.org; Committee Member; Connect & inspire NH women in Sales; Set Agenda, Develop & Deliver presentations, Sourcing Sponsors and speakers, Marketing through social media, and Networking, Developing and leading activities; Start date: 01/2019; 10 hrs./mo.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-08-18 |
| S63 | Uniform Securities Agent State Law Examination | 2013-06-27 |
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