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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2022-05-09
  • CT RA
    APPROVED
    Since 2022-05-09

Branch Locations

705 Boston Post Road, Suite 2D, Guilford, CT 06437 • United States

15 Wilmot Lane, Riverside, CT 06878 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 06/2019 05/2022
Partnerre Asset Managment Stamford CT 04/2018 05/2019
White Mountains Advisors Llc Guilford CT 04/2008 02/2018
Cambridge Investment Research, Inc. Fairfield IA 05/2022 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 05/2022 Present
  • 06/2019 → 05/2022
    St Louis, MO
  • 04/2018 → 05/2019
    Partnerre Asset Managment
    Stamford, CT
  • 04/2008 → 02/2018
    White Mountains Advisors Llc
    Guilford, CT
  • 05/2022 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 05/2022 → Present
    Fairfield, IA
Previous Registrations
  • 2019-08-20 → 2022-05-10
    St Louis, MO
    Clinton, CT
    Clinton, CT
    Mystic, CT
    Westbrook, CT
Other Businesses

1) RYAN BREEN, 705 BOSTON POST RD, SUITE 2D, GUILFORD, CT, 05/2022, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE AGENCIES, INV REL, 12 HR/MO, 9 HR/MO TRADING. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 05/2022, ADVISORY REP OF AN RIA, INV REL, 180 HR/MO, 130 HR/MO TRADING. 3) RIVERSIDE FINANCIAL GROUP, 15 Wilmot Lane, Riverside CT 06878, 05/2022, Investment Advisor Representative, DBA Name, NIR, 180 HR/MO, 120 HR/MO TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-17
  • S66 Uniform Combined State Law Examination
    2019-08-17

View on SEC IAPD

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