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Callie Perallon

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Rancho Santa Fe, CA

Rancho Santa Fe, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-09-30
TX RA APPROVED 2019-09-27
  • CA RA
    APPROVED
    Since 2019-09-30
  • TX RA
    APPROVED
    Since 2019-09-27

Branch Locations

6002 El Tordo, Rancho Santa Fe, CA 92067 • United States

5951 La Sendita, Rancho Santa Fe, CA 92067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Union Banc Investment Services San Diego CA 05/2016 09/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Diego CA 09/2019 Present
Previous Registrations
  • 2016-05-18 → 2019-10-01
    U.S. Bancorp Advisors, Llc
    San Diego, CA
    San Diego, CA
    San Diego, CA
    San Diego, CA
    San Diego, CA
    San Diego, CA
    San Diego, CA
  • 2014-06-02 → 2016-05-10
    J.P. Morgan Securities Llc
    San Diego, CA
    San Diego, CA
    San Diego, CA
    El Cajon, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-05-30
S63 Uniform Securities Agent State Law Examination 2013-06-06
  • S66 Uniform Combined State Law Examination
    2014-05-30
  • S63 Uniform Securities Agent State Law Examination
    2013-06-06
Other Names
  • Callie Sue Cazzanigi
  • Callie Sue Taylor
  • Callie Taylor

View on SEC IAPD

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RONALD WILLIAM THOMAS
NIC J TROUNCE
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Other Offices

MORGAN STANLEY · RANCHO SANTA FE, CA
MORGAN STANLEY · RANCHO SANTE FE, CA
ESSENTIAL PARTNERS LLC · RANCHO SANTA FE,, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Rancho Santa Fe, CA
DARK HORSE ADVISORS LLC · Rancho Santa Fe, CA
LPL FINANCIAL LLC · RANCHO SANTA FE, CA
EAGLE STRATEGIES LLC · Rancho Santa Fe, CA
U.S. BANCORP ADVISORS, LLC · Rancho Santa Fe, CA

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