Zongying M Montgomery

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2021-05-06

MD RA
APPROVED

Since 2021-05-06

Branch Locations

1300 Thames Street Thames Street Wharf, Baltimore, MD 21231 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley & Co. Llc	Baltimore	MD	04/2013	Present
Morgan Stanley Services Group Inc.	Baltimore	MD	03/2017	08/2017
Morgan Stanley Services Group Inc.	Baltimore	MD	08/2017	Present

04/2013 → Present

Morgan Stanley & Co. Llc

Baltimore, MD
03/2017 → 08/2017

Morgan Stanley Services Group Inc.

Baltimore, MD
08/2017 → Present

Morgan Stanley Services Group Inc.

Baltimore, MD

Other Businesses

*547624 - Moving Waters, LLC; Investment related: Yes; Ellicott City, Maryland; Rental Property; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 04/2023; During business hours: 0; After business hours: 4; Property Management

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-05-06

S66 Uniform Combined State Law Examination

2021-05-06

Other Names

Zongying Ma
Zongying Montgomery
Zongying M Montgomery

View on SEC IAPD