Kimberly C Sutton

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-05-05
CA	RA	APPROVED	2014-02-26

TX RA
APPROVED_RES

Since 2022-05-05
CA RA
APPROVED

Since 2014-02-26

Branch Locations

7475 Madison Avenue, Citrus Heights, CA 95610 • United States

Carmichael, CA • United States

2740 E. Bidwell St, Folsom, CA 95630 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Safe Credit Union	Rancho Cordova	CA	11/2009	Present
Lpl Financial Llc	Rancho Cordova	CA	04/2013	Present

11/2009 → Present

Safe Credit Union

Rancho Cordova, CA
04/2013 → Present

Lpl Financial Llc

Rancho Cordova, CA

Other Businesses

1. 12/14/2009: Investment products and services are offered through LPL Financial LLC using the DBA/trade name SAFE Financial Services - Investment Related - At Reported Business Location(s)

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-02-24

S66 Uniform Combined State Law Examination

2014-02-24

Other Names

Kimberly Ann Cacy
Kimberly Sutton

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

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