Best Investors
Account
Sign in
Best Investors
Account
Sign in
LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-05-05 |
| CA | RA | APPROVED | 2014-02-26 |
Branch Locations
7475 Madison Avenue, Citrus Heights, CA 95610 • United States
Carmichael, CA • United States
2740 E. Bidwell St, Folsom, CA 95630 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Safe Credit Union | Rancho Cordova | CA | 11/2009 | Present |
| Lpl Financial Llc | Rancho Cordova | CA | 04/2013 | Present |
1. 12/14/2009: Investment products and services are offered through LPL Financial LLC using the DBA/trade name SAFE Financial Services - Investment Related - At Reported Business Location(s)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-02-24 |
Reach out to this advisor